Agentic AI for Financial Advisors
& Wealth Managers
Converiqo handles onboarding, meeting prep, compliance checks, and portfolio updates so advisors can focus on building wealth for more families.
50%
reduction in onboarding time
30%
more client meetings per week
100%
compliant documentation
What is AI for Financial Advisors?
Automated assistants for client onboarding, portfolio reporting, compliance, and relationship management in wealth advisory.
How does it grow AUM?
By automating admin work, you can service more clients, conduct more frequent reviews, and identify upsell opportunities faster.
Is it compliant?
Yes, workflows ensure all advice is documented, suitability checks are recorded, and regulatory filings are tracked.
How Converiqo is Used in Wealth
Elevate your advisory practice with intelligent automation.
Client Onboarding
Digital KYC, risk profiling, and goal setting workflows.
- Paperless onboarding
- Instant risk assessment
- Digital agreement signing
Portfolio Management
Automated tracking, rebalancing alerts, and performance reporting.
- Consolidated portfolio view
- Drift monitoring
- Automated rebalancing proposals
Compliance & Audit
Ensure every recommendation is suitable and documented.
- Suitability checks
- Disclosure tracking
- Audit trail generation
Client Engagement
Consistent communication for reviews and market updates.
- Meeting schedulers
- Personalized newsletters
- Goal progress updates
Advantages for Wealth Managers
Why Converiqo is the preferred platform for modern advisors.
Holistic Client View
See all assets, goals, and interactions in one dashboard.
Enhanced Productivity
Automate meeting prep and follow-ups to reclaim 15+ hours a week.
Reduced Risk
Systematic compliance checks protect your practice from regulatory issues.
Common Advisor Pain Points
Don't let admin tasks slow your growth.
Paperwork Burden
Manual forms for account opening and transactions consume hours.
Missed Reviews
Difficulty scheduling regular reviews leads to client dissatisfaction.
Reporting Delays
Generating personalized reports manually is time-consuming and error-prone.
Compliance Anxiety
Fear of missing a regulatory requirement or documentation step.
Reacting vs Proactive
Spending time reacting to queries instead of proactive planning.
Limited Scale
Hitting a ceiling on the number of families you can service effectively.
ROI for Your Practice
Measurable improvements in efficiency and growth.
More Clients
Increase capacity to serve 2x more families with the same team.
Lower Costs
Reduce back-office overheads through automation.
Asset Growth
Capture more wallet share through timely reviews and proposals.
Wealth Automation Modules
Essential tools for the digital advisor.
Client Onboarding
Digital fact-finding forms sent ahead of meetings.
Automated risk tolerance questionnaires.
e-KYC integration for instant verification.
Investment policy statement generation.
Digital signature workflows for account opening.
Consolidated dashboard for tracking onboarding status across families.
Portfolio Reporting
Aggregate data from multiple custodians and asset classes.
Generate beautiful, branded performance reports.
Automated dispatch of monthly/quarterly statements.
Tax-loss harvesting opportunity alerts.
Fee calculation and invoicing automation.
Dynamic visualization of goal achievement progress.
Meeting Prep Assistant
Auto-generate agenda based on portfolio events.
Pre-meeting briefing document for the advisor.
Appointment reminders for clients.
Post-meeting minute generation and filing.
Action item tracking and follow-up reminders.
Voice-to-text transcription of meeting notes for CRM entry.
Portfolio Review Automation
Monitor portfolio drift from target allocation daily.
Alerts for underperforming assets or manager changes.
Automate rebalancing proposals for approval.
Goal progress tracking and gap analysis.
Cash drag alerts for uninvested funds.
Scenario analysis for major market events.
Regulatory Reporting & Compliance
Automated logging of all advice and rationale.
Screening against anti-money laundering (AML) lists.
Tracking of mandatory disclosures and consent.
Regulatory filing preparation assistance.
Periodic compliance health checks for the practice.
Conflict of interest checks for product recommendations.
Lead & Marketing Automation
Capture leads from webinars, website, and referrals.
Drip campaigns for prospect education.
Event management for seminars and client appreciation.
Social media content scheduling and compliance.
Client birthday and milestone automation.
Track ROI on different marketing channels.
Benefits Across the Practice
Delivering value to advisors, staff, and investors.
Financial Advisors
- More time for high-value client conversations.
- Increased confidence in compliance processes.
- Ability to scale AUM without burnout.
Investors
- Transparent, timely reporting.
- Proactive advice aligned with goals.
- Seamless digital experience.
Paraplanners
- Reduced time on data gathering.
- Standardized plan generation templates.
- Easier collaboration with advisors.
Compliance Officers
- Real-time monitoring of advice activities.
- Automated audit trails.
- Reduced risk of regulatory breaches.
Relationship Managers
- Better insights for client check-ins.
- Tools to visualize complex financial concepts.
- Faster turnaround on client requests.
Firm Owners
- Visibility into practice health and revenue.
- Higher valuation for a tech-enabled firm.
- Better retention of advisors and clients.
Solutions for Every Advice Model
From solo RIAs to large wealth management firms.
Independent RIAs
Run an efficient practice with enterprise-grade tools.
Wealth Management Firms
Standardize advice and operations across large teams.
Family Offices
manage complex multi-generational wealth consolidated reporting.
Bank Wealth Desks
Integrate advisory workflows with banking systems.
Robo-Hybrid Models
Combine digital advice with human touch efficiently.
Insurance & Mutual Fund Distributors
Scale distribution business with automation.
Leaders on measurable change
2.5x
AUM Capacity Increase
-60%
Client Onboarding Time
100%
Compliance Score
4.8/5
Client Satisfaction
“Converiqo streamlined our entire back office. Onboarding is a breeze, and I have confidence knowing our compliance is automated.”
Sarah Jenkins
Certified Financial Planner
Frequently Asked Questions
Answers for leaders and ops heads.
Agentic AI handles routine tasks like data entry, meeting prep, client follow-ups, and report generation, allowing advisors to spend more time on strategy and client relationships.
Yes. Automation streamlines KYC collection, risk profiling, investment policy generation, and account opening, creating a smooth, paperless experience.
AI analyzes portfolios against market conditions and goals, flags rebalancing needs, and generates performance reports automatically for client meetings.
Technology tracks all client interactions, ensuring suitability checks, risk disclosures, and regulatory filings are documented and auditable in real-time.
Yes. AI can send personalized market updates, birthday wishes, review reminders, and educational content, keeping advisors top-of-mind.
Converiqo employs bank-level encryption and security protocols to protect sensitive financial and personal data.
We support integrations with major custodians and aggregation platforms to pull in portfolio data seamlessly.
Yes, reports can be white-labeled with your branding and customized to show the metrics and visuals you prefer.
While primarily an operations platform, it integrates with planning tools to execute the advice generated.
It scans the client's file, portfolio performance, and recent interactions to create a comprehensive briefing and agenda for your upcoming meeting.
Scale your AUM efficiently?
Join top wealth managers using Converiqo to automate operations and delight investors.